Events Calendar

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AUG National Members Meeting

Join Ashland Partners' Carrie Zippi, CPA, and Alan Jackson, CISSP,  at the 3rd annual National Members Meeting in Nashville Tennessee! Take advantage of the opportunity to network and collaborate with your peers on best practices and topics most relevant to your firm.

Highlights from AUG:

You simply cannot afford to miss the best networking and best practices event of the year.  We will have special presentations from guest speakers, general information sessions, as well as AUG’s loved breakout sessions that will cover the industry topics most relevant to YOU!  This event will also offer the chance to demo and discuss solutions with some of the top vendors and solution experts of our industry in THE EXCHANGE. 
General Topics will include:
  • Operations
  • Compliance
  • Technology
  • Best Practices
  • HR
  • Executive
  • Thought Leadership
  • Firm Management

Click here to register.

Ashland Partners Sessions:

AlanJacksonSurvival Essentials for an SEC Cyber Exam
Alan Jackson, CISSP

If the SEC walked into your firm to perform a cyber exam today, would you feel confident and prepared? Join Alan Jackson, Director of Cyber Security Services, and your peers to learn what to expect. This valuable discussion is drawn from real-world examples, discussions with SEC employees, and SEC cyber exam request lists. We will be discussing how cyber security pertains to you. Whether you are a one person shop, or a multi-national firm, your cyber security preparedness will be put to the test.


Zippi, Carrie v2Custody Confusion
Carrie Zippi, CPA

What is custody? Does the new SEC guidance on SLOAs and inadvertent custody have you confused? Come and learn from Carrie Zippi, Partner, and from your peers on common areas of confusion in relation to the Custody Rule. This valuable discussion is drawn from real-world examples, discussions with advisors, and SEC deficiencies.

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