Linda F. Beckmann, CSCP Compliance Manager - Ashland Compliance Group LLC Certified Securities Compliance Professional (541) 864-1659 - direct (541) 857-8800 - office (503) 213-7245 - FAX Email Linda

Education

Southern Oregon University, Cum Laude
Bachelor of Science, Business Administration/Management
International Perspective Enrichment Area

Completed International Business courses while attending the Hochschule Harz University in Wernigerode, Germany during the summer of 2007.

Professional Development

Certificate in Dispute Resolution
Previous holder of
NASD Series 7 license
NASD Series 8 license
NASD Series 63 license

Memberships

Member of National Society of Compliance Professionals

Prior Experience

Ms. Beckmann began her career in 1978 with Loeb, Rhoades & Hornblower. Within two years, PaineWebber took over the branch and she was promoted to Assistant Vice President/Operations Manager for PaineWebber. During her 10-years with PaineWebber, she passed the Series 7 and Series 8 exams, enabling her to act as Assistant Branch Manager, in addition to her operational responsibilities. She also participated on the operations advisory committees on both the regional and national levels. Ms. Beckmann joins us after spending the last 17 years as the Head Equity Trader and Trading Compliance Officer with a Registered Investment Advisory firm. She has been involved in the auditing process both on the firm level at PaineWebber and with the SEC during her tenure with the RIA. Ms. Beckmann has a thorough understanding of compliance, fiduciary responsibilities, back office procedures and a variety of trading systems.

Location/Hobbies

Linda is based in Southern Oregon and enjoys spending time with her family, activities at church and directing an English Hand Bell Choir.